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Sundara Marine Services Private Limited

In review
Case ABC-2026-004Registration U61100MH2018PTC000004Jurisdiction IndiaSLA at risk — day 2 of 3

Recorded run — captured 28 August 2026

The model's words on this page were captured once, from a real API call, and are being replayed at about four times speed. Everything else runs live: the approval gate, the checks the server executes once you approve them, and the run log. Step off the recorded path and the console will say so rather than improvise.

Due diligenceStandard Due Diligence (CDD)from the case file

Private company incorporated in a country with FATF status CLEAN.

  1. 1. Company informationPassed
  2. 2. Corporate registryPassed
  3. 3. Beneficial ownershipHuman review required
  4. 4. Sanctions and screeningPending

AI summary

The agent has not been run on this case.

It reads the case file and the policy pack, proposes any checks it needs, and writes a twelve-field case note. It cannot set a status.

~70s · about 11¢

1. Company information

Verify the entity's legal existence and the information the supplier submitted.

Company details
8 fields submitted
Beneficial owners (2)
On file
Documents
All 3 required on file
Country exposure
None listed

No agent recommendation on this step.

The agent can review the submitted record against the document and identity rules.

Submitted with the case

2. Corporate registry

Confirm the company exists on the register and its status is live.

Registry lookup
Pass
Registry status
Active
Provider
mock-registry (synthetic)
Certified copy rule
Not triggered

No agent recommendation on this step.

The agent reads the outcome against RUF-1 and says which documents it makes conditionally required.

Checked 28 Jul 2026, 10:10

3. Beneficial ownership

Identify and verify ultimate beneficial owners and their country exposure.

Ownership check
Review
Owners identified
2 of 2
Confidence
74 lowest
Provider
mock-ubo-registry (synthetic)

No agent recommendation on this step.

The agent resolves each owner's three country fields against the FATF table — the slow part by hand.

Checked 28 Jul 2026, 10:30

4. Sanctions and screening

Screen the entity and its owners against sanctions, PEP and adverse-media lists.

Subjects screened
Not run
Surviving hits
Engine proposal
Disposition

Not started.

Nothing to assess until screening runs. Run it and the agent audits what the engine returned in the same call.

Not run

Next up: 1 step without a status

Statuses are yours and are held for this session only. Nothing on this screen writes to the database.

Request information from the client

2 document slots would open, and 2 further documents are owed without one. Nothing is asked for until you send it.

Opened by the beneficial ownership check — Needs review

  • · Certified organisation/ownership chart
  • · Official confirmation of UBO's appointment, role & authority

Any one of these resolves it — the client does not owe all of them. RUF-3(a), DOC-4, DOC-9

Required alongside — no slot opens

  • · ID proof — copy of the UBO's government ID
  • · Proof of registered address

Required alongside, in both cases (RUF-3(a)). These already have upload slots, so the request opens nothing for them — but a copy already on file does not satisfy a failed check. What is owed is a fresh certified copy dated after the check. RUF-3(a), DOC-4, DOC-9

Case record — the raw fixture data the agent is given

Workflow

Received 2026-07-28T09:25:00.000Z. SLA at_risk — day 2 of 3, 0 remaining.

  • Company informationpassed, analyst approved, ran 2026-07-28T09:50:00.000Z
  • Corporate registry checkpassed, analyst approved, ran 2026-07-28T10:10:00.000Z
  • Beneficial ownership checkhuman_review_required, analyst approved, ran 2026-07-28T10:30:00.000Z — Declared ownership 55/45; sourced ownership 40/60; submitted organisation chart shows 40/60.
  • Financial crime screeningnot_started, not approved, never run

Pending items

  • Ownership discrepancy between the onboarding profile and the organisation chart.

History

  • 2026-07-28T09:25:00.000Zapplicant: Onboarding package submitted through the portal.
  • 2026-07-28T09:30:00.000Zapplicant: Organisation chart submitted voluntarily.
  • 2026-07-28T10:30:00.000Zsystem: UBO check returned Needs review.

Policy pack the agent is bound by

  • kyc_due_diligence_rules.mdDue diligence classification rules (9 rules)
  • document_requirements.mdDocument requirements by due-diligence type (10 rules)
  • country_risk_table.mdCountry risk policy (5 rules)
  • registry_ubo_failure_policy.mdRegistry and beneficial-ownership failure policy (6 rules)
  • screening_decision_policy.mdScreening decision and audit policy (7 rules)
  • escalation_policy.mdEscalation policy (7 rules)
  • sla_policy.mdService level policy (6 rules)